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Accounting firms and practitioners processed penalties and civil compensation information in the previous year

Accounting firms and practitioners dealt with penalties and civil compensation in the previous year信息
Criminal punishment situation
序号 Object of punishment Penalty decision number Name of penalty decision Punishment type Punishment agency Cause of punishment Penalty date
Administrative punishment situation
序号 Object of punishment Penalty decision number Name of penalty decision Punishment type Punishment agency Cause of punishment Penalty date
The situation of forbidden entry to the stock market
序号 Measure object The measure determines the symbol Measure determines name Implementing authority Reasons for the implementation of measures Implementation date
Administrative disposition
序号 Processing object Processing decision number Processing decision name Processing type Processing organ Subject matter Processing date
Self-disciplinary situation of the Institute of Certified Public Accountants
序号 Disciplinary object Disciplinary decision number Disciplinary decision name Type of punishment Disciplinary institution Disciplinary cause Disciplinary date
Stock exchange disciplinary action
序号 Subject of disciplinary action Disciplinary decision number Disciplinary action determines the name Type of disciplinary action Disciplinary body Grounds for disciplinary action Date of disciplinary action
Civil compensation situation
序号 Name of effective judgment Effective judgment number Bear the amount of civil compensation Adjudicatory organ Cause of judgment Date of judgment
注: 1.The object of punishment shall include accounting firms and practitioners, and the object shall include the specific name of practitioners;
2.The types of punishment include criminal punishment, administrative punishment, ban from the securities market, administrative treatment, self-disciplinary punishment of the Institute of Certified Public Accountants, and disciplinary punishment of the stock exchange;
3.Civil compensation is an effective judgment;
4.The period of handling penalties and bearing civil compensation is the previous year (January 1 to December 31);
5.Where a practitioner is transferred to a firm after receiving a punishment for handling, the accounting firm in which the practitioner is employed at the time the punishment is handled shall disclose it。